IPOs & New Issues

Details on some of the recent IPO and New Issue stocks our clients have had access to are listed below.

September 2009

June 2009

May 2009

February 2009

January 2009

December 2008

May 2008

March 2008


Within the past 12 months, Raymond James Ltd. has undertaken an underwriting liability or has provided advice for a fee in regards to the securities of Primaris Retail REIT, NEO Material Technologies, Lockerbie & Hole, Duvernay Oil, Quadra Mining, UR Energy, Liquour Barn, Stornaway Diamond, Huntington REIT, Equinox Minerals, Northern Peru Copper, SemBioSys Genetics, ZCL Composites, SXR Uranium, Cyries Energy, Uranium Participation Corporation, and Virginia Uranium Ltd.

1 A preliminary prospectus relating to these securities has been filed with the provincial Securities Commissions but it has not yet become final for the purpose of a distribution to the public. This does not constitute an offer to sell or a solicitation of an offer to buy the securities. There will not be any sale or any acceptance of an offer to buy the securities in any province of Canada before a receipt has been issued for the final prospectus or some other authorization has been given.

2 A final prospectus relating to these securities has been filed with the provincial Securities Commissions. This does not constitute an offer to sell or a solicitation of an offer to buy the securities. There will not be any sale or any acceptance of an offer to buy the securities in any province of Canada before a receipt has been issued for the final prospectus or some other authorization has been given.

3 This does not constitute an offer to sell or a solicitation of an offer to buy the securities. There will not be any sale or any acceptance of an offer to buy the securities in any province of Canada before a receipt has been issued for the final prospectus or some other authorization has been given.

 

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